See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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The rule, which would limit how fiduciaries use ESG screens in retirement plan investment recommendations, provoked intense criticism during its public comment period.
The new rule would demand that registered representatives would need written approval from their firm to act as a beneficiary, trustee or executor, or hold power of attorney for a client.
In a panel discussion at IMPACT 2020, Tom Bradley tells newly acquired TDAI advisors it will be 'business as usual' for at least a year and a half before their full transition to Schwab's platform.
Even as the Trump administration races to finalize a rule restricting ESG investments in retirement plans, there are still a number of ways in which a Democratic win next week could reverse the decision, according to a panelist at Money Management...
Captrust executives discussed with WealthManagement.com their M&A strategy to bring institutional retirement services and a full-service wealth management firm under one roof.