Practice Management

Growing, running and selling a wealth management practice.

Highlights

CFRA Grants Free Access to Resources

Mar 27, 2020

CFRA is providing 90 days of free online access to its Outlook publication and other resources.

How Top RIA COOs Are Responding to COVID-19

Mar 27, 2020

A business continuity plan is not just a document. Here’s how COOs at top RIAs are putting their plans into...

States Offer Regulatory Relief as the Coronavirus Spreads

Mar 26, 2020

It was essential for state regulators to offer guidance for advisors working from home who may not be registered...

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Are There Limits to Remote Working?

Mar 26, 2020

Some financial advisory firms are finding their commitment to virtual practices even more validated in the current coronavirus quarantine; for other teams, the value of a physical location is becoming more apparent by the day.

Snappy Kraken Lowers Prices, Waives Fees

Mar 26, 2020

In a time when AUM-based advisors are being paid less and working more, Snappy Kraken is offering to reduce its fees and prices.

Michael Kitces' #FASuccess Podcast: Alexandra Levi on Combatting Fee Compression

Mar 26, 2020

Element Financial Group's Alexandra Levi details her business strategy split 50/50 between investment management and financial planning services.

SEC Suspends Trading in ZOOM

Mar 26, 2020

ZOOM and ZM have been confusing for so long.

How to Talk to Prospects During a Global Pandemic

Mar 26, 2020

You’re looking to strike a delicate balance between positioning yourself as a resource and being seen as too opportunistic.

The Ripple Effects on Independent B/Ds in the Post-COVID-19 World

Mar 25, 2020

Eight ways the coronavirus pandemic will change the relationship between advisors and their IBD business partners.

FSI Pushes to Delay Reg BI

Mar 25, 2020

The advocacy group for broker/dealers says firms are finding it difficult to upgrade their compliance capability due to the...

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