News

The latest news on the wealth management industry, people, markets and trends.

Highlights

Dead Celebrity Podcast: Tom Petty's Estate Slips Into the Great Wide Open

Aug 19, 2019

What does "equal" really mean anyway?

XY Planning Network Adds 1,000th Advisor

Aug 16, 2019

XY Planning Network added its 1,000th member, Luis Rosa, to its community of advisors, the company said.

A Guide to Investing From the Richest Family on the Planet

Aug 16, 2019

Third-generation Waltons are bolstering their fortune by investing in trendy restaurants, energy technologies...

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Atlanta Broker Alerts FBI Over Big Loss on `Unauthorized' Trades

Aug 15, 2019

IFS said it fired the banker, which it only identified as "one of IFS Securities' most trusted senior employees."

On Heels of Foresters Acquisition, Cetera Adds 1,000 New Advisors

Aug 14, 2019

Four hundred new advisors came to Cetera via the acquisition of Foresters Financial, a large portion of the 1,000 new advisors the firm has recruited year to date. Cetera declined to provide net advisor growth.

SEC Sues Advisor Over Venture Capital Scheme

Aug 14, 2019

The SEC claims Stuart Frost defrauded venture capital funds and their investors to fund his lavish lifestyle.

Mercer Advisors Picks up $300 Million AUM Regent

Aug 14, 2019

Mercer Global Advisors Inc. of Denver said Wednesday that it has acquired Regent Wealth Management Group Inc., an RIA based in Woodbridge, Conn.

DeVoe CapitalWorks to Link RIAs to Lenders

Aug 14, 2019

DeVoe & Company has added a complimentary new service called DeVoe CapitalWorks that will link advisors to banks and other...

Two FinTwits Launch Paid, Private Community for Advisors

Aug 13, 2019

Advisors have traditionally lived by the “eat-what-you-kill” mantra. A new community of advisors created on social media hopes...

Dynasty Promotes Firm Veteran to Chief Financial Officer

Aug 13, 2019

The firm has made 11 hires at its new St. Petersburg, Fla., headquarters and hopes to have 40 to 50 new or current employees at...

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