News

The full Senate vote was the last step in the SEC nominations for Caroline Crenshaw and current Commissioner Hester Peirce.

San Diego-based advisors Scott Dudley and David McQuade align with Financial Advocates, one of LPL Financial’s largest offices of supervisory jurisdiction.

The Morningstar veteran is joined by Tom Valverde, appointed to a newly created role at Apex.

The money will help fund the CFP-registered financial planning programs at four historically Black colleges and universities.

CI Financial takes full ownership of Balasa Dinverno Foltz, its largest RIA transaction to date. The Canadian firm has built an $11 billion wealth management business in just six months.