News

FINRA has order Stifel Nicolaus to pay customers over understated fees related to early rollovers of UITs.

Invex Financial, which manages $120 million, joins LPL's broker/dealer, corporate RIA and custodial platforms.

Nothing divides advisors quite like a college savings account.

Ritholtz Wealth Management was one of several firms to disclose it received a Paycheck Protection Program loan to help with expenses amid the coronavirus pandemic, according to Form ADVs submitted to the SEC.

Lakeview Capital Partners, which manages $3.3 billion in client assets, received $581,000 and intends to apply for forgiveness next month, according to a newly updated Form ADV.