News

The latest news on the wealth management industry, people, markets and trends.

Highlights

Firms Managing $180 Million Join Arkadios Capital

Mar 21, 2019

"All of the other firms we interviewed looked the same, acted the same," said Patrick Simpkins, founder of Proximity Financial Partners.

Tampa-Based IBD to Absorb Zombie Firm

Mar 20, 2019

Calton & Associates has filed for an asset purchase of accounts that choose to come over from Capital Financial...

Baby Boomer-Focused Retirement Tech Raises $10M

Mar 20, 2019

Alexa von Tobel's venture capital firm, Inspired Capital Partners, added a $1 million investment to Kindur's...

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UBS Feels the Pain From Spooked Billionaires

Mar 20, 2019

Wealth management was supposed to be a steady source of income, so this dropoff in revenues is a taste of reality.

RIAs Charged For 'Gambling' With Client Money

Mar 20, 2019

The Massachusetts Securities Division accused two advisors of over-concentrating portfolios with risky oil and gas investments.

Gates Joins Bezos in 12-Digit Club as Only Centibillionaires

Mar 20, 2019

Microsoft Corp. co-founder Bill Gates, once the world’s richest person, has again eclipsed the $100 billion threshold, joining Amazon.com Inc.’s Jeff Bezos in the exclusive club.

Unfiltered: Duran + Kitces: 'The Innovation and Success Paradox'

Mar 19, 2019

Nine in 10 advisors view change as a liability, but a lack of innovation can lead to growth problems, say Joe Duran and Michael Kitces, in their newest podcast series.

Goldman Agrees to Buy S&P's Portfolio Unit to Boost ETF Sales

Mar 19, 2019

Goldman Sachs' acquisition of Standard & Poor’s Investment Advisory Services LLC gives the New York-based bank another vehicle...

HD Vest’s Parent to Buy 1st Global for $180 Million

Mar 19, 2019

After the transaction closes, Blucora will have a total of 4,500 tax-focused advisors and $60 billion in client assets.

Anthony Scaramucci Revives the SALT Conference

Mar 15, 2019

Scaramucci talks about programming his annual conference, what he thinks RIAs will get out of the meeting and why he invited...

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