News

Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Highlights

Perigon Wealth Adds Execs With Eye to M&A

Oct 04, 2024

The new hires include CFO David Scarpello who most recently led M&A efforts at Pathstone. The moves come in the wake of Constellation...

WealthStack Roundup: Cheryl Nash Returns To Role Leading Investcloud's APL

Oct 04, 2024

In addition, Envestnet gets access to Franklin Templeton's Canvas, Orion adds Brinker and Capital Group ETFs...

Highlights of the 10th Annual Wealth Management Industry Awards

Oct 04, 2024

Celebrating excellence in financial advisory, the 10th annual Wealth Management Industry Awards honored 84...

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Fired LPL Chief Championed Firm Culture He Later Violated

Oct 03, 2024

The abrupt firing this week of Dan Arnold, who took over as LPL's CEO in 2017 and once told the firm’s advisors that his mission was about “taking care of you, so you can take care of your clients,” is proving a shock.

LPL Snags $2B Team from Raymond James

Oct 03, 2024

The move allows Founder Tom Noble to retire and hand over the reins to the next generation.

The Word on WealthTech For October 2024

Oct 03, 2024

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

The Diamond Podcast for Financial Advisors: How a Former Merrill Advisor Found His 'North Star' in the IBD Model

Oct 03, 2024

Covenant Capital founder Nate Harris explains why he left Merrill and opted for the independent broker/dealer model, which he felt would allow him to achieve all he desired and then some.

SEC Director of Enforcement Gurbir Grewal

SEC Enforcement Director Gurbir Grewal to Leave Agency

Oct 02, 2024

Grewal’s last day will be Oct. 11. He joined the commission in 2021 and has overseen numerous notable cases, including the...

Analysts Largely View LPL CEO’s Firing as ‘Isolated Incident’

Oct 02, 2024

Analysts don’t expect Dan Arnold’s termination to disrupt the day-to-day, and they have confidence in interim CEO Rich...

WEG Acquires $2.39B Hybrid RIA

Oct 02, 2024

The deal with FinTrust Capital Advisors adds $2.39 billion in AUM and expands Wealth Enhancement Group’s presence in the...

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.