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Since joining the SEC in January 2018, Jackson has often led opposition to policies pushed by Chairman Jay Clayton.

Customers opened 433,000 new brokerage accounts in fourth quarter, bringing the total to 12.3 million.

The client relationship form is, by design, limited to two pages in order to ensure brevity and clarity of disclosures. Yet many are grappling with the space limitations by using interactive tools and hyperlinks to other, lengthier documents...

It’s not an aggregator, an investment bank or private equity firm. So what has been Merchant Investment Management been quietly building for the last three years?

The rule will be on the books by the time of the election, but there are a few paths a new Democratic administration may take to change it, according to industry experts and investor advocates.