News

Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Highlights

This Week in Wealth Management M&A

Apr 16, 2021

The mergers, acquisitions and advisor moves you may have missed the week of April 12 to 16, 2021.

The Stoic’s Guide to Financial Management

Apr 16, 2021

The ancient practice offers useful insights for advisors to regulate their own emotions and better serve their...

Morgan Stanley Wealth Management Posts Record New Asset Flows of $105B

Apr 16, 2021

The firm’s net new assets in the wealth management business were up 183% from a year ago, which executives...

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New Bill Would Ban Mandatory Arbitration Agreements

Apr 15, 2021

Sen. Jeff Merkley and Rep. Bill Foster have introduced a new bill addressing an old issue—whether to ban mandatory arbitration agreements between investors and advisors.

Michael Kitces' #FASuccess Podcast: Jonathan Kuttin on Getting Advisors Out of the Business of Prospecting

Apr 15, 2021

Kuttin Wealth Management's Jonathan Kuttin describes how his business grew more by getting advisors completely out of the prospecting business and focused on the client experience.

Former $1.7B Stephens Advisors Launch WAGN-Backed RIA in Arkansas

Apr 14, 2021

Bentley Blackmon and Phillip Worthen launch Naviter Wealth with the help of two former Envestnet executives.

Skience Adds Exec, Snappy Kraken Raises $6M and Envestnet Expands Practifi Integration

Apr 14, 2021

Betterment, Skience and Docupace filled out their C-suites, while Snappy Kraken closed a Series A round of funding and Envestnet deepened its Practifi partnership.

Former Avantax Advisors Cite Service Decline, Mounting Fees, Shrinking Payouts

Apr 14, 2021

Amid a proxy battle with an activist investor, advisors who recently left Avantax say service levels suffered and fees rose...

Senate Confirms Gary Gensler as New SEC Chair

Apr 14, 2021

As chair of Maryland's Financial Consumer Protection Commission, Gary Gensler advocated for a client-first fiduciary standard...

Former Blucora CEO Says Firm Is Rewriting History in SEC Filings

Apr 14, 2021

As Blucora continues to face a proxy battle with activist investor Ancora, its former CEO, John Clendening, accuses the company...

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.