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Securities America RIA Adds Firm With $565 Million in Assets

Dec 12, 2019

How to Script Your Next Financial Advisor Video

Dec 12, 2019

Riskalyze Fintech Report Card: November 2019

Dec 12, 2019

Midstream Metamorphosis: Is your MLP Benchmark Index still relevant?

Dec 11, 2019

Robinhood's Cash Management Is Finally Live

Dec 11, 2019

Featured

The Top Colleges for Financial Planning

Oct 03, 2019

The 10 Most and 10 Least Valuable College Majors

Aug 28, 2019

The Top 25 Countries for Retirement Security

Sep 25, 2019

Vanguard Pilots New Robo Offering

Sep 18, 2019

Highlights

JPMorgan Forms New Wealth Management Group

Dec 12, 2019

Kristin Lemkau will become chief executive officer of the business, U.S. wealth management, and report to Gordon Smith, head of the...

FINRA Report Finds Some Investors in the Dark on Fees

Dec 12, 2019

A new FINRA report analyzed the investment knowledge of more than 2,000 respondents with investments in...

'Stop Calling Content Marketing'

Dec 12, 2019

Most advisors fail at digital marketing, but increasingly it’s the only place they can stand out and get noticed.

Exploring the struggles and hardships many advisors face

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Securities America RIA Adds Firm With $565 Million in Assets

Dec 12, 2019

Jon Goldstein, the founder and CEO of Goldstein & Associates, said the firm was joining Arbor Point Advisors to broaden opportunities for clients, including expanding the breadth of the firm's tech options.

ETF Managers Group Sues AdvisorShares Over Its Cannabis ETF’s Name

Dec 11, 2019

AdvisorShares launched an ETF with a similar ticker symbol to ETF Managers Group and ETFMG is not cool with it.

Clayton: Accredited Investor Proposal "Next Step" In Revising Private Securities Access

Dec 11, 2019

Senators cited concerns about whistleblower awards and Regulation Best Interest during the SEC Chairman's testimony before the Senate Banking, Housing and Urban Affairs Committee.

HighTower to Launch Two-Year Leadership Program

Dec 11, 2019

The program, to kick off early in the second quarter next year, will be available only to internal advisors and simulate the experience of running an advisory firm.

Wentworth Announces New Hybrid RIA/IBD Acquisition

Dec 11, 2019

The "holding company" for broker/dealers said Aurora Private Wealth would have more access to capital as a result of the deal...

Integrated Partners Adds NJ Advisor, Breaking $2 Billion in 2019 Acquired AUM

Dec 11, 2019

Harrison Till will join the hybrid registered investment advisory firm, in the final acquisition Integrated Partners will make...

YCharts Survey Reveals Clients Love Good Ol' Communication

Dec 11, 2019

Clients want more engagement from their advisor, and in various forms.

Pershing: Refining Its Model to Take Advantage of 'Market Disruption'

Dec 11, 2019

BNY Mellon Pershing execs are sharpening their sales pitch to RIAs in the wake of Schwab's acquisition of TD Ameritrade.

Transparency With Diana B.: Advisors and Mental Health

Dec 11, 2019

In this episode of the Transparency With Diana B. podcast, Dr. Alden Cass uncovers the surprising reality of what it’s like to be an advisor, what contributes most to their mental health issues and actions you can take to help yourself.

Wells Fargo Advisors Adopts Zero-Commission Trades

Dec 10, 2019

Wells Fargo Advisors recently joined competitors like Charles Schwab and Merrill Lynch in offering zero-commission online trades for self-directed investors.

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