Industry

Morgan Stanley’s wealth-management unit had revenue of $4.39 billion, up slightly from a year earlier.

The proposed regulation would make the Garden State one of the first in the country to enact a uniform fiduciary standard for financial advisors.

At the request of members, the new plan for the Financial Planning Association's restructuring will allow chapters to maintain their legal status and autonomy.

There are five roles on the career path to becoming a financial planner: analyst, associate advisor, service advisor, lead advisor and partner, according to the CFP Board.

The majority of clients are OK with the idea of connecting with their financial advisor on social media.

One analyst asked if the bank's Wealth and Investment Management unit, which continues to lose advisors, was up for sale.