Industry

Steward's multi-custodial model is resonating with new teams in the Southeast region.

Dave Dase, head of franchise relationships, will take over for Duran, who will still work with the firm on a new coordinated effort to bring Goldman’s capabilities across divisions to the RIA community.

Mario Rivero pleaded guilty in New Jersey federal court to charges of wire fraud and securities fraud.

Preparing to celebrate its 50th anniversary this year, MAI Capital Management has grown by at least 170% since 2017 while maintaining an impressive level of client service, adding capabilities and developing a strong acquisition model.

This week, Orion announced it was making it easier for those in need of free financial planning to find help, TIFIN and Morningstar partnered to enhance their AI-powered distribution platform, and eMoney responded to recently passed legislation...

The trend of acquiring smaller firms continued in the RIA space this week. Steward Partners, Wealth Enhancement Group, Mission Wealth, Emigrant Partners, Mariner Wealth Advisors, Slate Hill Partners and Buckingham Strategic Wealth all got in on...

If a sale to private equity firm Clayton, Dubilier & Rice is approved at $53/share, Focus will cease to be a publicly-traded company.