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Forum Name Topics Posts Last Post

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

834 3,503

in  HELP - Got a call to do a regulatory examination (DFPI - Ca) YIKES

by Lacey



Discuss the tools that make your job easier.

226 1,568

in  CRM Software

by darkanglesima

Jan 25, 2021

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

3,923 53,837

in  Post Series 65 Planning?

by MoneyCoachGroup

Apr 16, 2021


A roundtable discussion of the latest trends, problems, news, etc.

2,660 35,343

in  Pass rate of series 24

by Lizzy22

Apr 2, 2021

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

2,911 57,464

in  Some Disadvantages of Edward Jones

by TruthTalker

Mar 22, 2021

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

1,345 15,161

in  Salesgenie vs Salesflower vs WealthEngine: Which is best for leads?

by djanowski

Mar 17, 2021


A place to discuss news, analysis, trends and strategies on investing.

119 305

in  Financial Advisor

by billsukes04

Feb 17, 2020

The Lounge

For off-topic thoughts, ideas and questions.

445 6,406

in  Introduction

by curtis345

Jan 19, 2021


Annuities, long-term care, life, disability, etc.

199 2,202

in  Long term LIC saving plans and policy with high returns

by yogaonlinepractic

Dec 14, 2020

RIAs, Independents

Anything and everything related to the independent financial advisory business

871 6,528

in  CEG Worldwide (Training)

by ATuckman

Oct 5, 2020


How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

133 2,214

in  Make Money Investing in Forex Managed Accounts

by forexgdp20

Jun 30, 2020


Topics that don't need a category, or don't fit into any other existing category.

435 2,476

in  Insurance Professional Seeking FA Position

by jolivermaxwell

Apr 22, 2020

Forum Updates

How to get your login/report bugs

11 98

in  I still don't get emails when there are posts on threads I have commented on?

by N.D.

Apr 21, 2010

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

2 2

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Researcher

Mar 2, 2018

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

0 0