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The Advisor Forums

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Forum Name Topics Posts Last Post


Discuss the tools that make your job easier.

226 1,567

in  Going Paperless

by BrendaAnderson

Sep 30, 2019

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

2,911 57,462

in  Looking for CFA, CFP

by curtis345

Jan 19, 2021

The Lounge

For off-topic thoughts, ideas and questions.

445 6,405

in  Introduction

by curtis345

Jan 19, 2021

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

3,921 53,831

in  **new** series 7 exam 11/7

by arh18106

Jan 17, 2021

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

1,344 15,158

in  Which Lead Lists are Better?

by jonknee17

Jan 6, 2021


A place to discuss news, analysis, trends and strategies on investing.

119 305

in  Financial Advisor Software: A Great Tool for Enhancing Performance and Sales

by adamwoex

Jan 2, 2021

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

832 3,501

in  Assessing Corporate Bonds for KYC Risk Level

by Kurt Rosentreter, CIMA

Dec 29, 2020


A roundtable discussion of the latest trends, problems, news, etc.

2,656 35,337

in  Pass rate of series 24

by wescope33

Dec 28, 2020


Annuities, long-term care, life, disability, etc.

199 2,202

in  Long term LIC saving plans and policy with high returns

by yogaonlinepractic

Dec 14, 2020

RIAs, Independents

Anything and everything related to the independent financial advisory business

871 6,528

in  CEG Worldwide (Training)

by ATuckman

Oct 5, 2020


How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

133 2,214

in  Make Money Investing in Forex Managed Accounts

by forexgdp20

Jun 30, 2020


Topics that don't need a category, or don't fit into any other existing category.

435 2,476

in  Insurance Professional Seeking FA Position

by jolivermaxwell

Apr 22, 2020

Forum Updates

How to get your login/report bugs

11 98

in  I still don't get emails when there are posts on threads I have commented on?

by N.D.

Apr 21, 2010

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

2 2

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Researcher

Mar 2, 2018

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

0 0