Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

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Nov 15, 2018

General

A roundtable discussion of the latest trends, problems, news, etc.

in  Series 9/10 Help!

by anonymous718

Yesterday

Investing

A place to discuss news, analysis, trends and strategies on investing.

in  Broadening Formations Right Angled and Ascending and trading signals

by frees2020

13 hours 22 min ago

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

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by chichiro

Oct 31, 2018

Technology

Discuss the tools that make your job easier.

in  Industrial Equipment

by JohnWilliams12

Oct 30, 2018

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

in  Can we reject unsolicited trades

by mperzinski

Oct 25, 2018

RIAs, Independents

Anything and everything related to the independent financial advisory business

in  Wealth Management Events

by tyler819

Oct 16, 2018

Insurance

Annuities, long-term care, life, disability, etc.

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by Karvy_Private_Wealth

Oct 10, 2018

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

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by rajanatmiya05

Mar 20, 2018

Uncategorized

Topics that don't need a category, or don't fit into any other existing category.

in  Has anyone used Pro2Pro? Dr Len Schwartz?

by Josh1234

Jan 11, 2018

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Resear

Mar 2, 2018

Clients

How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

in  How to handle a client who dumps you?

by Warrior11

Nov 7, 2017

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

The Lounge

For off-topic thoughts, ideas and questions.

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by Patrick_P_Astre

Jul 26, 2017

Forum Updates

How to get your login/report bugs

in  I still don't get emails when there are posts on threads I have commented on?

by N.D

Apr 21, 2010