Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

in  Selling STC Series 7 41st edition & online material

by joxnard805

2 days ago

Investing

A place to discuss news, analysis, trends and strategies on investing.

in  Genuine Provider for BG/SBLC(Bank Guarantee/Standby Letter of Credit)

by Bernard_Corey

Yesterday

Insurance

Annuities, long-term care, life, disability, etc.

in  Genuine Provider For BG/SBLC(Bank Guarantee/Standby Lettter of credit

by Bernard_Corey

Yesterday

General

A roundtable discussion of the latest trends, problems, news, etc.

in  Pass rate of series 24

by Cromag00

Aug 10, 2018

RIAs, Independents

Anything and everything related to the independent financial advisory business

in  Fees are Falling: What should you do?

by Mike_Langford

Aug 7, 2018

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

in  Bank Instruments specifically for lease

by leaseman

May 29, 2017

Technology

Discuss the tools that make your job easier.

in  Keeping your funds close and your clients closer

by GregJoslyn

Jun 5, 2018

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

in  Billing on Margin accounts

by gdman361

Jun 5, 2018

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

in  CFA Level 1 Study Planner

by rajanatmiya05

Mar 20, 2018

Uncategorized

Topics that don't need a category, or don't fit into any other existing category.

in  Has anyone used Pro2Pro? Dr Len Schwartz?

by Josh1234

Jan 11, 2018

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Resear

Mar 2, 2018

Clients

How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

in  How to handle a client who dumps you?

by Warrior11

Nov 7, 2017

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

The Lounge

For off-topic thoughts, ideas and questions.

in  Sagepoint worst bd!

by Patrick_P_Astre

Jul 26, 2017

Forum Updates

How to get your login/report bugs

in  I still don't get emails when there are posts on threads I have commented on?

by N.D

Apr 21, 2010