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The Advisor Forums

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Forum Name Topics Posts Last Post

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

3,926 53,841

in  Series 65 for someone with Series 66 license

by Stratus

Jul 14, 2021

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

1,345 15,163

in  A Wealth Article For Everyone

by cmoore89

Aug 24, 2020


Discuss the tools that make your job easier.

229 1,571

in  Use of Face Recognition software in Wealth Management - Is there a need?

by Roshantha

Jun 30, 2021


A roundtable discussion of the latest trends, problems, news, etc.

2,662 35,351

in  Found some really good insights on here

by silbchris

Jun 21, 2021


Annuities, long-term care, life, disability, etc.

199 2,202

in  Long term LIC saving plans and policy with high returns

by yogaonlinepractic

Dec 14, 2020

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

834 3,504

in  HELP - Got a call to do a regulatory examination (DFPI - Ca) YIKES

by Former BD

Jun 1, 2021

RIAs, Independents

Anything and everything related to the independent financial advisory business

871 6,532

in  CEG Worldwide (Training)

by Former BD

Jun 1, 2021


A place to discuss news, analysis, trends and strategies on investing.

119 306

in  Do I need a financial advisor

by Hanes Eddy

May 3, 2021

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

2,912 57,465

in  Mass Mutual Vs. Northwestern Mutual

by CoolBreeze

Apr 28, 2021

The Lounge

For off-topic thoughts, ideas and questions.

445 6,405

in  Introduction

by curtis345

Jan 19, 2021


How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

133 2,214

in  Make Money Investing in Forex Managed Accounts

by forexgdp20

Jun 30, 2020

Forum Updates

How to get your login/report bugs

11 98

in  I still don't get emails when there are posts on threads I have commented on?

by N.D.

Apr 21, 2010

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

2 2

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Researcher

Mar 2, 2018

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

0 0