Investing

A place to discuss news, analysis, trends and strategies on investing.

in  Financial service/instrument

by wrightjames

18 hours 52 min ago

RIAs, Independents

Anything and everything related to the independent financial advisory business

in  RIA vs Lawyer (long post)

by youngadvisor97

Feb 14, 2020

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

in  I was Discharged from Merrill Lynch U5 Question

by Wealthrookie2020

Feb 12, 2020

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

in  I need Thoughts on Answering a Complex AUM Question

by madeinnyc

Feb 12, 2020

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

in  Buy Online Kitchen Accessories

by fryingpans

Feb 12, 2020

General

A roundtable discussion of the latest trends, problems, news, etc.

in  Try to contact vat consultants

by yasmiin1

Feb 4, 2020

The Lounge

For off-topic thoughts, ideas and questions.

in  Is this Forum dead

by studentadvisor87

Jan 24, 2020

Technology

Discuss the tools that make your job easier.

in  Copytalk

by willycpc

Jan 24, 2020

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

in  The Edward Jones Advantage

by user-192379

Jan 22, 2020

Clients

How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

in  IRA Distributions, Roth Conversion, & Disability

by Squirrel

Dec 3, 2019

Insurance

Annuities, long-term care, life, disability, etc.

in  Commercial Title Loans

by TitleLoansc

Nov 11, 2019

Forum Updates

How to get your login/report bugs

in  I still don't get emails when there are posts on threads I have commented on?

by N.D

Apr 21, 2010

Uncategorized

Topics that don't need a category, or don't fit into any other existing category.

in  Life after Financial Advisor Career

by Pop_Alexandra

Mar 22, 2019

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Resear

Mar 2, 2018

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.