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Fielding Miller, Captrust’s CEO, will continue to lead the firm and will remain the largest individual shareholder.

Boardroom Advisory will “work with athletes, executives, and brands to create opportunity through venture and private equity investing, sports ownership opportunities, business strategy and content creation.”

The Massachusetts Supreme Court ruling against the online trading app last month could create “more breathing room” for other states to follow through on their own fiduciary regulations.

Some 53% of CFPs would do more pro bono planning work if their firm encouraged it, yet only 28% report that their firms support it, according to a new survey from the Foundation for Financial Planning.

Hopkins is leaving Carson Group to be closer to home, but will remain a Carson partner and continue to lead the FinServ Foundation.

Front Barnett represents “one of many” anticipated wealth management acquisitions as Mesirow kicks off its new growth strategy.

The ratings agencies are concerned that Cetera’s planned acquisition of Avantax could weaken its financial profile.