News

As director of transitions, Lindsey Strawhecker will focus on streamlining the onboarding process for advisors joining Dynasty.

Cardinal Point Capital Management joined Focus in 2021, specializing in “cross-border wealth management.” Focus CEO Michael Nathanson said the firm would lead Focus’ “consolidation and expansion efforts in Canada.”

Tim Tallach has joined as director of advanced tax planning and family office services, as the RIA continues to expand its family office division.

Thiel's Indivisible Partners is now live and has recruited a former Merrill advisor team, New York-based Woodring I LeRoy Capital Advisors, with about $640 million in client assets.

Atlas Financial Advisors falsely claimed Morningstar had “verified” and “validated” the hypothetical performance of its proprietary “Portfolio Shield” strategies, according to the SEC. It is the Commission's latest enforcement action stemming from...

In an Indiana state court filing this week, the parties agreed to cover their costs. The suit sprang from a dispute over EverNest’s attempt to buy back a management interest in its firm from Sanctuary.

Advisor Chris Helton joins Raymond James’ independent b/d channel after 14 years with Synovus Securities.

Treehouse Wealth Advisors will acquire The Humphreys Group as part of a long-term succession plan.