News

Bradley Knapp takes over for current CEO David C. Fulton, Jr., on Jan. 1, as part of a longstanding succession plan.

Also, Apex and Nasdaq collaborate on after-hours trading, intelliflo announces a year of updates and two advisortech hires.

Sallie Krawcheck, an outspoken investing advocate for women, has stepped down as CEO of Ellevest for health reasons.

The commission charged South Carolina-based former rep Eric Cobb with defrauding clients while working for SeaCrest Wealth Management. The firm paid $375,000 to settle the charges.

Chicago-based Hightower’s investment in Dechtman Wealth Management is the firm’s sixth this year and follows its majority stake in institutional consulting firm NEPC several months ago.

The Northeast-based Prestige Wealth Group made the move to bolster its HNW services.

The firm’s new report finds there is unmet demand among financial advisors for ETFs with alternative investment strategies.

The deal will help SEI provide tax optimization unified managed household capabilities across the SEI Wealth Platform.

Lally, who announced the news from The MarketCounsel Summit stage, will be responsible for helping RIA clients meaningfully engage with the firm’s products and services.