AIG’s Advisor Group has named Erica McGinnis as its new president and CEO, succeeding Larry Roth, who left to join Realty Capital Securities in early September. McGinnis was serving as the firm’s senior vice president and chief compliance offi...
Advisors on the Top 100 Wirehouse Advisors list are ranked exclusively by assets under management custodied at the four wirehouse firms. Only advisors for whom 60 percent or more of assets correspond to retail clients were eligible for the list...
Racking up advisor headcount is all fine and good, but the largest advisors by production and AUM are the ones really coveted by the independent b/d world. Here are the largest IBDs by asset count.
Source: Cerulli Associates