Advisor Channels

The firm, led by President Marshall Leeds, is the latest in the network to shut down as an IBD and join Cetera Advisor Networks as a super OSJ.

Intellectual Capital Group recently moved their $800 million book of business from Ameriprise to LPL. Not without a few snags.

Speaking at Pershing’s RIA Symposium, some high-end firms say it’s the family-office-like services that are driving organic growth and client stickiness in their businesses.

The New Jersey-based team of 12, led by Bert Riley, was attracted to the firm’s capabilities and boutique feel.

The former Luminous team recently broke away from First Republic, proof that in the world of RIA M&A, the advisor, not their acquirer, holds the cards and there’s often a culture clash with banks.

Three Bridges Planning joins Kestra’s private wealth unit, which helps wirehouse advisors go independent.

The brokerage, whose legacy goes back to the 1800s, is looking to attract fee-only independent advisors with at least $1 million in revenue to the new firm.