Advisor Channels

The independent b/d is looking to take the pain out of the transition process for employee advisors and provide more ongoing support for them.

More than half of Ameriprise Financial’s pretax adjusted operating earnings came from its Advice and Wealth Management unit.

California-based Professional Financial Services sought a larger broker/dealer to support the team’s growth.

Nine of Janney’s new advisor recruits during the quarter came from Wells Fargo Advisors.

The recruiting wars continue, with Cetera recruiting over a Chicago-based team with $640 million in assets.

Succession Lending will now be known as SkyView Partners and expand into mergers and acquisitions deal structure.

The ability to act in clients’ best interests without limitation is one of the main reasons for the ever-increasing growth of the independent space.