Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

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About the Rookies & Trainees category

by admin

10

by Series7examtutor

May 14, 2019

Best Study Material for Series 7 Top Off

by dcholewa10

4

by littlerockfa

Jun 3, 2019

Bachelors degree?

by mstarkel

1

by mstarkel

May 30, 2019

New RIA-Trade confirms, picking investments ?s

by AWM7777

1

by AWM7777

May 26, 2019

Merrill Lynch Interview. Need help with business plan

by dylan07079

26

by P.Singh

May 6, 2019

Discount on Kaplan Materials for Various Exams

by Series7examtutor

1

by Series7examtutor

Apr 24, 2019

Financial Advisor vs. Investment Advisor Representative

by RickRoss

5

by Series7examtutor

Apr 24, 2019

Ideal RIA Custodian for those with very low AUM

by nullstring

1

by nullstring

Apr 12, 2019

Any insight on UBS or the Wealth Strategy Associate position?

by AndrewMT

1

by AndrewMT

Apr 11, 2019

Merrill PMD 2019

by WallStreetD1337

1

by WallStreetD1337

Apr 7, 2019

Best Wirehouse or Regional for launching a career?

by CarolinaBanker

6

by CarolinaBanker

Apr 7, 2019

Series 66 MEGATHREAD!

by layhe

180

by SWXSW

Apr 7, 2019

Portfolio Managment 2 (not sure if this posted before)

by Meghan8701

1

by Meghan8701

Apr 4, 2019

Portfolio Management Options with no AUM

by Meghan8701

1

by Meghan8701

Apr 4, 2019

Intro for trainees: How Bonds Work

by tyleryork

1

by tyleryork

Mar 15, 2019

Advice for an experienced professional

by jroberts3307

1

by jroberts3307

Mar 12, 2019

Do I need an advisor?

by Tipiarn

1

by Tipiarn

Nov 30, 2018

Career switch

by tenacious

38

by Series7examtutor

Jan 3, 2019

Fund accountant vs Financial Planner

by Hoppop

1

by Hoppop

Feb 10, 2019

Fund Accountant to Financial Advisor

by Hoppop

1

by Hoppop

Feb 10, 2019

Series 82 Study Program?

by Joe H

1

by Joe H

Feb 7, 2019

Kaplan QBank for Series 7?

by jgraham11

3

by jgraham11

Feb 7, 2019

Help needed from a rookie, is this a scam or not?

by Mikael Nilsson

3

by Blaire

Jan 19, 2019

Thoughts on Pass Perfect vs Kaplan for Series 7?

by jgraham11

1

by jgraham11

Jan 22, 2019

Failed thrice : 65

by Siritalks

8

by Tuscany123

Jan 22, 2019

Training Consultants vs Pass Perfect

by jovz80

26

by Series7examtutor

Jan 11, 2019

FADP Training Repayments? (Merrill Lynch)

by ForestRanger98

1

by ForestRanger98

Jan 5, 2019

Training for new FAs

by AdvisorCarrier

3

by Series7examtutor

Jan 3, 2019

"Part Time" Independent RIA

by KevinSly

3

by Series7examtutor

Jan 3, 2019

Will this software help you make more $$?

by frustratedstudent96

2

by Emme Talley

Dec 24, 2018

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