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Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

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About the Rookies & Trainees category

by admin

11

by maxevap164

Dec 22, 2022

CPA considering career change to financial advisor

by bluedemon24

10

by hrsscpas

Jan 18, 2023

Northwestern Mutual New Career

by NFT0854

4

by StudbookGrody

Dec 20, 2022

I was Discharged from Merrill Lynch U5 Question

by Wealthrookie2020

4

by scamuto

Aug 18, 2022

Business Plan

by moss84

7

by Sovchenko

Aug 15, 2022

Exploring My IA Options

by wealthmgmt1

1

by wealthmgmt1

May 9, 2022

What do I do with people asking me to manage 10k - 50k of their money? Do you turn them away?

by BrianSchardt

2

by dare93

Jul 2, 2022

How do you play the wholesale rep game?

by BullBroker

47

by anonymous

Apr 6, 2007

Social Security and Medicare training

by MoneyMike82

1

by MoneyMike82

Mar 12, 2022

MBA focused on CFA

by cfawannabee

18

by Moraen

Sep 24, 2009

Greetings, looking to manage market accounts

by Sapper352

1

by Sapper352

Oct 24, 2021

Edward Jones, Raymond James, or start independent?

by [email protected]

1

by [email protected]

Oct 20, 2021

Mortgage Loan Officer

by Slim2None

15

by blarmston

May 8, 2006

Series 65 for someone with Series 66 license

by Stratus

1

by Stratus

Jul 14, 2021

Family Trust Holding company or Both?

by FamWealthMgr2Be

1

by FamWealthMgr2Be

Jun 28, 2021

Paraplanner Transitioning to Junior Advisor

by Antmann5

1

by Antmann5

Jun 20, 2021

Edward Jones vs Northwestern (2018 choice)

by hitch

3

by Clash72

May 25, 2021

Best Financing Options

by jamescarlfirm

1

by jamescarlfirm

May 11, 2017

Post Series 65 Planning?

by MoneyCoachGroup

2

by MoneyCoachGroup

Apr 16, 2021

Series 7 AND Realtors License

by laurenbsc

23

by mno2587

Mar 23, 2021

Edward Jones Clawback - COVID

by jtrice991

2

by Publicadvisor1

Mar 9, 2021

Time for a change?

by MJ2021

2

by escopazo

Mar 5, 2021

**new** series 7 exam 11/7

by DH824174

110

by arh18106

Jan 17, 2021

Which Financial Designation Should I Go For?

by MoneyMike82

1

by MoneyMike82

Jan 11, 2021

Edward Jones vs. Raymond James

by john1152

1

by john1152

Dec 9, 2020

Merrill Lynch Business Plan Presentation

by Future_Financial_Advisor

2

by HNWorDieTrying

Oct 2, 2020

College Junior- Best FA company for me?

by AnthonyL76

1

by AnthonyL76

Sep 7, 2020

Office Time vs. Out and About Time? (for different phases of the financial advisor career)

by Stratus

1

by Stratus

Sep 6, 2020

Buy Series 7 Suitability Questions and Options Questions

by Series7examtutor

1

by Series7examtutor

Aug 23, 2020

Time Spent at Corporate Office

by Stratus

1

by Stratus

Aug 17, 2020

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