Skip navigation

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

or Register to post new content in the forum

Topic Replies Last Reply

Discount on Kaplan Products For Exams

by Series7examtutor

1

by Series7examtutor

Jun 20, 2020

True rookie - where to start

by Dana825

1

by Dana825

Jun 17, 2020

Drug Test (Supervised Or Unsupervised?) / Shy Bladder

by Stratus

1

by Stratus

Jun 16, 2020

New Series 7 Exam Podcast

by Series7examtutor

1

by Series7examtutor

May 14, 2020

Going from Public Acntg to Private Wealth Mngmt

by Young_CPA

27

by CoachXD

Sep 2, 2008

Merrill Lynch Interview. Need help with business plan

by dylan07079

26

by P.Singh

May 6, 2019

Wealth Management vs. Insurance

by wolfofwalmart

11

by jolivermaxwell

Apr 25, 2020

Chase FA/JP Morgan

by sectorrotate

20

by pbpbroncucia

Apr 15, 2020

Hired to manage existing book?

by Stevetrippy

1

by Stevetrippy

Mar 3, 2020

I was Discharged from Merrill Lynch U5 Question

by Wealthrookie2020

3

by Wealthrookie2020

Feb 12, 2020

Series 66 training vendor evals for 2017: STC, TC and Kaplan

by findbrian

11

by Clovis997

Feb 6, 2020

Edward Jones v Chase Investment Services

by Xayde

9

by imeverywhere

Jan 30, 2020

Discount for CFP

by ETFeDDIE

1

by ETFeDDIE

Jan 22, 2020

Morgan Stanley FAA Or Raymond James MAP

by fearlessgirl90

4

by ETFeDDIE

Jan 22, 2020

World Financial Group/Transamerica. May just be the best Opportunity for Indys

by Terriers12

34

by KB_AVL

Jan 17, 2020

Edward Jones Payouts

by Fish

38

by thanse16

Jan 7, 2020

Discount on Materials for the Securities Industry Essentials Exam (SIE), the Series 7 Exam and Other Exams

by Series7examtutor

2

by user-2274632

Dec 18, 2019

MBA vs CFP/CFA

by rightway

18

by BrendaAnderson

Nov 18, 2019

Merrill PMD 2019

by WallStreetD1337

2

by studentadvisor87

Oct 23, 2019

APMA or Accredited Portfolio Manager Advisor Designation

by YesPri

1

by YesPri

Oct 17, 2019

Another Edward Jones Question

by FA2019

2

by 2019careerchanger

Oct 11, 2019

SERIES 66 Revival Thread

by WMFPdude

1

by WMFPdude

Oct 9, 2019

Please advise me

by ezraa

1

by ezraa

Oct 6, 2019

Training App for new advisors

by Wealth_Health

2

by GameFace

Sep 7, 2019

U4 Question - Compromise Creditor

by ItsmeBerto

1

by ItsmeBerto

Sep 7, 2019

Got a job that only sponsors series 6 ...is that ok to start with?

by Jinxers21

1

by Jinxers21

Aug 28, 2019

Failed S7 3x (unforeseen Circumstances)

by Determined4Success

1

by Determined4Success

Aug 22, 2019

No idea where to start

by vazquezcolorado

1

by vazquezcolorado

Jul 28, 2019

Better to start with Independent (Securian Mid American) or Edward Jones?

by [email protected]

1

by [email protected]

Jul 18, 2019

Best Development Program

by aeaskey97

2

by Series7examtutor

Jul 9, 2019

Load more topics