According to the SEC complaint, the famous computer programmer failed to disclose that he was being compensated for touting certain offerings to his hundreds of thousands of Twitter followers.
The four advisors are joining Pinnacle Financial Partners, which is affiliated with the large broker/dealer, and will serve clients in states that include Virginia, Georgia and the Carolinas.
Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI's future under a Trump or a Biden administration, as well as whether FINRA should be disbanded.
Roger Nils-Jonas Karlsson was extradited to the United States from Thailand last year by the Department of Justice and is accused of targeting thousands of investors with a phony investment offering.
The SEC obtained a final judgment against Marcus Beam, who had set up shop as a Bali-based pornographer after being charged with investment fraud in the U.S.