Industry

In its first acquisition of the year, Captrust adds a $5.8 billion firm with wealth, retirement planning, and endowment and foundation businesses.

Law firm Eversheds Sutherland attributed the drop in fines to a massive penalty against Robinhood in 2021 and said they expected many Reg BI–related cases in the coming years.

The privately owned independent broker/dealer sold a 'meaningful amount' of equity in the firm to affiliated advisors at the end of January.

Economic concerns or not, holistic financial planning isn’t possible without having a full picture of the members of your client base and the presence of diverse advisors who reflect them.

Everest Consolidator Acquisition Corp., a SPAC focused on the wealth management industry, has another three months to get a deal done.

Wealth Management Magazine Digital Edition - First Quarter 2023

Baseline recruitment deals were up last year, even among the independents, and many firms are getting more creative with their deal structures to incentivize movement, according to a recent Diamond Consultants report.