The Thrive list recognizes advisors who are on the way up—those who have proven themselves skilled and ambitious by virtue of three solid years of revenue growth.
CEO Dan Arnold and CFO Matt Audette said the firm will launch its new 'employee' model—initiated by the recent acquisition of Allen & Company—into the wider marketplace for advisors next year.
The regulatory agency charged BNP Paribas Securities and BNP Paribas Prime Brokerage for failing to put policies in place that would catch suspicious transactions of penny stock securities, according to an action released today.
The partnership with Juncture Wealth Strategies is part of a broader recruitment and transition initiative to attract wirehouse brokers looking to go independent.
