See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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“You can’t have the excuse anymore of saying, ‘Well I can’t find any Black and brown talent,’” said advisor Rianka Dorsainvil, speaking at the Morningstar Investment Conference this week.
The U.S. Chamber of Commerce, SIFMA and other trade groups argue that the temporary enforcement guidance scheduled to end Dec. 20 should be extended for six to 12 months.
'The first deal I did was a complete disaster because I did it on my own,' said Ron Carson, founder and CEO, Carson Group, during a panel discussion on RIA M&A.
Citizens is contacting wealth firms that look like a good fit and attempting to negotiate with their principals directly as a way of avoiding the bidding process.
Rick Ferri talks about his start in the industry, how his thinking has evolved around Wall Street and whether a fee structure that charges clients for investment advice based on AUM can exist in a fiduciary framework.
