See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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State Comptroller Glenn Hegar is demanding that more than 140 financial firms disclose their climate policies -- and whether they restrict or prohibit doing business with energy companies.
The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order.
The Wealthies are a way for the retirement and wealth management industries to learn and help each other to enable and support the brave RIAs and RPAs that want to provide better outcomes for clients while growing their practices.