Who are the best broker/dealers for smaller producers

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Aug 17, 2011 2:50 pm

Hi all, I'm new to this forum and was wondering who you would recommend as a full service broker/dealer that supports smaller producers (less than $100k annual GDC)?  Thanks in advance.

Aug 17, 2011 11:38 pm

Sorry I may not have been too clear.  I'm a Series 7 registered securities representative and am looking for a full service broker dealer with minimum annual GDC requirement that is less than $100k.  MassMutual is a good company and I have sold their products in the past but they are a insurance carrier.  I'm looking for broker/dealer.  LPL, Royal Aliance, Raymond James, etc. require minimum annual trailing DGC greater than $100k.

Aug 18, 2011 10:39 am

If you are looking for Rep only business model. No planning or advisory. I would find a local Indy that might bring you on...........or if you want your own shingle, I liked......Harbour, Geneos, Signal, SII.

Aug 18, 2011 12:00 pm

I think Ameritas Investment Corp. could be a good fit, although they are also very well suited for bigger producers (200K, 300K, 500K GDC producers)