Skip navigation
Menu
Search Forums
The Advisor ForumsRookies & Trainees

UBS interview

or Register to post new content in the forum

4 RepliesJump to last post

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Sep 27, 2005 7:58 pm

newone

Joined: 2005-09-27Offline

I currently have a series 7, and 66, and CFP - looking to transition from a small independent (I have no book - have just been an internal financial planner) to a wirehouse training program.  Have an interview with UBS - what could I expect in a training program if I am already licensed and what type of salary could I expect to land?

Thanks

Sep 28, 2005 2:06 pm

cash0308

Joined: 2005-08-30Offline

I am in the same position as you, Fully Licensed and CFP. I interviewed with smith barney, UBS and Merill. They all offered between 40k to 45K in the training program. I took SB @ 40k.

Sep 28, 2005 2:46 pm

newone

Joined: 2005-09-27Offline

Cash0308 - thanks for the info.  Did you interview with them all at once or were you able to give Smith Barney an answer after completing interviews with the others?

Also - do you have a book of business to bring over?

Thanks

Sep 28, 2005 3:24 pm

BrokerRecruit

Joined: 2005-04-19Offline

Good choice, cash.  SSB is very selective and they bring on very few trainees.