Steps after passing the series 66

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Jan 1, 2018 2:33 pm

If one takes and passes the series 66 exam without being sponsored by a firm, what are the necessary steps to become registered? How to register with the state?

Jan 5, 2018 8:07 pm

You can't be registered just with the 66. The 66 has a co-requisite of the series 7 exam