Reg rep. / Series 7

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Jun 21, 2010 6:10 am


I have the reg rep exams and after working for 3 years with a member firm I am now a registered stockbroker in the UK.

A company is offering me a job position in the US, and is asking if I have the Series 7 exams? Does anyone know if the reg rep has any status in the US? I dont really want to go off studying again. They also mention a Series 63 exam but I think can be got handy enough.

Thanks for any advice.

Jun 21, 2010 9:20 am

I highly doubt those registrations will be valid for the Series 7 or 63.