Hello to all board members
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Hey folks,
I just wanted to say hello to everyone, and how I am excited to be a registered rep(taking my S6 on thursday), I know we have a few great minds in here I just wanted to say thanks for all your future feedbacks and for contributing to this forum.
I have a few quick questions for you folks:
as registered reps can we legally called ourselves Financial Advisors?
or do we have to be CFP qualified in order to do so?
How can you registered I as an RIA?
[quote=Bobby Hull]How can you be excited to be something that you're not? [/quote]
That was mean...All I wanted was to say hello...and I been with this company for years now, I just got sponsored to take the test...geeze never mind, shows you how nice this board is
Can someone post a link to the Yahoo Finance Forums and give these jokers somewhere to post their drivel.
[quote=CueYouWhy]
[quote=Bobby Hull]How can you be excited to be something that you're not? [/quote]
That was mean...All I wanted was to say hello...and I been with this company for years now, I just got sponsored to take the test...geeze never mind, shows you how nice this board is
[/quote]
Hello.
[quote=CueYouWhy]
Hey folks,
I just wanted to say hello to everyone, and how I am excited to be a
registered rep(taking my S6 on thursday), I know we have a few great
minds in here I just wanted to say thanks for all your future feedbacks
and for contributing to this forum.
I have a few quick questions for you folks:
as registered reps can we legally called ourselves Financial Advisors?or
do we have to be CFP qualified in order to do so?
How can you registered I as an RIA?
[/quote]Cue, with respect to your questions, you’re going to have to let yourself
be guided by your compliance department for those answers. I will say
that you should build a book first, then worry about becoming a
Registered Investment Advisor. Further, there are differing schools of
thought regarding the CFP. Personally, I went the CFA route but that’s a
personal choice. I think you should wait while, again building a book,
before taking on that task.
Just my $.02…
I think this is the funniest thread I've read on these forums.
Cueyouwhy - good luck.
Let me see if I can help:
[quote=CueYouWhy]as registered reps can we legally called ourselves Financial Advisors?[/quote]
What?
[quote=CueYouWhy]or do we have to be CFP qualified in order to do so?[/quote]
To do what?
[quote=CueYouWhy]How can you registered I as an RIA?[/quote]
Come again?