Have to be employed for 3 months to take series 7

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May 18, 2008 5:40 pm

Is that true? my manager said that, this guy is hiding something

  I believe as long as we have sponsorship, we can take it, right ?   and also I don't believe i have to wait 3 months to be registered either. If we pass, then why have to wait 3 months ?   anyone knows about this stuff ? ? thanks
May 18, 2008 7:06 pm

but do we have to be employed for 3 months to get sponsorship in the first place ??

May 18, 2008 10:38 pm

I was sponsored before being hired.  They opened the window for the exam, I took, I passed, and that was that.  But much like iceco1d said:  I might be firm policy.

May 19, 2008 1:47 pm

What capacity would they have you in for those three months?

May 20, 2008 6:29 pm

Finra requires a 16 week training period before you are licensed initially.

May 20, 2008 8:28 pm

Primo is right.  You can take the 7 and 66 earlier, but you’re in the holding pen until that four months is up if you are a new/new.