Business Card Title

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Sep 2, 2011 7:48 pm

First post here, I'm just getting into the business, my RIA is a corporation and I'm the IAR, other than President (of the RIA) or Investment Advisor Representative, which other titles could I use on my business cards without being frown upon by a compliance officer or the administrator.  

I plant to offer investment management services mostly to individuals (not financial planning) could I use Wealth and Investment Manager

I’m bit hesitant about using the word wealth since I’m not offering FP services even though I’m targeting high net worth individuals.

Sep 2, 2011 8:16 pm

I like Financial Executive. It's actually the lowest level at our firm but most people keep the title after they get promoted. Not only does it sound prestigious, it also provokes the question of, "What do you do?" By the time you say financial planner/ advisor, assumptions have already been made.