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Fidelity eblast

From: Registered Rep. and Fidelity Institutional Wealth Services [[email protected]]

Sent: Friday, February 27, 2009 10:05 AM

Subject: Becoming an RIA? Fidelity Investments Invites You To Learn the Legal Considerations

This message has been sent by Registered Rep. on behalf of Fidelity Institutional Wealth Services.

Legal Considerations
of Going Independent

Learn the legal, regulatory and non-compete considerations of going independent BEFORE you make your move.

Join Fidelity Institutional Wealth Services for this informative session on the legal considerations of going independent, including:

  • The development of a sound exit strategy
  • The employment transition, corporate and regulatory implications
  • The challenges, solutions and resources of a successful transition

Date: Thursday, March 5, 2009
Time: 4:00 p.m. ET

About the speaker:

This presentation will feature Brian Hamburger, JD, AIFA, CRCP, founder and managing director of MarketCounsel®, a business and regulatory compliance consulting firm for entrepreneurial investment advisors across the country. MarketCounsel is the creator of the RIA Incubator program, a comprehensive suite of services specifically designed to provide new registered investment advisers with the business and regulatory consulting they need while fulfilling their registration obligations and installing an initial compliance program.

For more information on this webinar, please contact a Fidelity Investments representative at 866-728-5370.

For investment professional use only.
The FIDELITY INVESTMENTS and Pyramid design logo is a registered service mark of FMR LLC.
Brian Hamburger of MarketCounsel is an independent speaker and not affiliated with Fidelity Investments.

This email may be considered advertising under federal law.

If you decide not to receive future e-mail communications, please follow the opt-out instructions below. Note that you may still receive other types of e-mails from Fidelity Institutional Wealth Services unless you expressly indicate to us otherwise. Please allow 10 business days from the date of receipt of your e-mail for your request to be effective.

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Fidelity Institutional Wealth Services
200 Seaport Blvd., Z2B1, Boston, MA 02210
Clearing, custody or other brokerage services may be provided by National Financial Services LLC, or Fidelity Brokerage Services LLC, Members NYSE, SIPC


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