How Smart Are You About the SEC's Regulation Best Interest?

This quiz will test your understanding of the regulatory playing field and determine how prepared you are for the coming regulations.

The comment period for the SEC proposed Regulation Best Interest just ended. How much do you know about what Regulation Best Interest, if fully implemented, would require of advisors? Of broker/dealers? Don’t be caught flat-footed when change comes. This 12-item quiz will test your understanding of the regulatory playing field and determine how prepared you are for the coming regulations. Give yourself one point for every correct answer. If you score nine points or higher, count yourself suitably prepared for Regulation Best Interest.

TAGS: Industry
Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish