< Back to article

RIAs

Top 100 Retail RIAs of 2016

Methodology: WealthManagement.com’s “Top 100 Retail RIAs of 2016” ranking was assembled using data from Discovery Data. RIA firms are ranked by the total assets under management reported on Form ADV. To make this list, firms had to be U.S.-based and serve individual investors as their primary business.

Note: The AUM amounts listed are those on Form ADV as of Sept. 14, 2016. However, for most firms, the AUM listed is as of year-end 2015 or early 2016, as calculated at the time of the firm’s last Form ADV amendment filing.

Rank Firm Location HNW Clients

1

CAPTRUST

Raleigh, N.C.

$46,321,715

26-50%

2

Financial Engines Advisors LLC

Sunnyvale, Calif.

$121,687

0-10%

3

Brown Advisory

Baltimore

$5,680,431

26-50%

4

Hall Capital Partners LLC

San Francisco

$191,013,438

51-75%

5

Virtus Investment Advisers, Inc.

Hartford, Conn.

$250,257,890

26-50%

6

Hirtle, Callaghan & Co., LLC

Conshohocken, Pa.

$5,526,818

11-25%

7

Chevy Chase Trust Company

Bethesda, Md.

$6,410,149

76-99%

8

United Capital Financial Advisers

Newport Beach, Calif.

$317,016

26-50%

9

Edelman Financial Services, LLC

Fairfax, Va.

$213,159

11-25%

10

Moneta Group Investment Advisors, LLC

St. Louis

$661,914

51-75%

11

Advanced Capital Group

Minneapolis

$53,884,518

26-50%

12

Veritable LP

Newtown Square, Pa.

$4,530,996

51-75%

13

Oxford Financial Group, Ltd

Carmel, Ind.

$1,603,328

76-99%

14

Plante Moran Financial Advisors

Southfield, Mich.

$5,030,475

51-75%

15

Guided Choice Asset Management, Inc.

San Diego

$82,362

11-25%

16

CTC myCFO, LLC

Palo Alto, Calif.

$5,376,774

76-99%

17

BBR Partners, LLC

New York

$4,254,858

76-99%

18

Private Advisor Group, LLC

Morristown, N.J.

$219,166

0-10%

19

Brownson, Rehmus & Foxworth

Chicago

$18,777,823

76-99%

20

Newport Capital Group, LLC

Red Bank, N.J.

$29,479,671

51-75%

21

Kayne Anderson Rudnick Investment Management, LLC

Los Angeles

$658,234

51-75%

22

AT Investment Advisers, Inc.

Chicago

$2,016,567

26-50%

23

Aspiriant, LLC

Los Angeles

$1,321,706

76-99%

24

Offit Capital

New York

$28,977,586

51-75%

25

GenSpring Family Offices, LLC

Jupiter, Fla.

$1,267,220

51-75%

26

Shepherd Kaplan LLC

Boston

$3,695,087

76-99%

27

Johnson Investment Counsel, Inc.

Cincinnati

$965,017

11-25%

28

TAG Associates LLC

New York

$6,851,096

51-75%

29

Beacon Pointe Advisors, LLC

Newport Beach, Calif.

$1,411,917

26-50%

30

Boston Private Wealth LLC

Boston

$976,444

26-50%

31

Everett Harris & Co.

Los Angeles

$4,645,054

76-99%

32

Bel Air Investment Advisors LLC

Los Angeles

$4,759,723

76-99%

33

Ronald Blue & Co., LLC

Roswell, Ga.

$403,778

26-50%

34

Harvest Volatility Management, LLC

New York

$10,258,678

76-99%

35

Mercer Global Advisors Inc.

Santa Barbara, Calif.

$326,626

26-50%

36

Athena Capital Advisors LLC

Lincoln, Mass.

$13,450,028

76-99%

37

Ballentine Partners

Waltham, Mass.

$1,774,210

76-99%

38

Baker Street Advisors, LLC

San Francisco

$3,283,333

76-99%

39

Global Financial Private Capital, LLC

Sarasota, Fla.

$87,959

11-25%

40

Loring, Wolcott & Coolidge Fiduciary Advisors, LLP

Boston

$2,136,673

76-99%

41

KLS Professional Advisors Group, LLC

New York

$613,464

76-99%

42

RSM US Wealth Management LLC

Minneapolis

$445,636

26-50%

43

Clarfeld

Tarrytown, N.Y.

$1,226,995

76-99%

44

myCIO Wealth Partners, LLC

Philadelphia

$998,502

76-99%

45

GW & Wade, LLC

Wellesley, Mass.

$641,026

51-75%

46

East End Advisors, LLC

New York

$227,185,499

51-75%

47

Tiedemann Wealth Management, LLC

New York

$3,292,738

76-99%

48

Avalon Advisors LLC

Houston

$1,420,986

76-99%

49

Mason Investment Advisory Services Inc

Reston, Va.

$4,682,547

76-99%

50

Mill Creek Capital Advisors, LLC

Conshohocken, Pa.

$15,329,376

76-99%

51

Ottawa Avenue Private Capital, LLC

Grand Rapids, Mich.

$62,620,072

76-99%

52

Convergent Wealth Advisors, LLC

Potomac, Md.

$1,585,088

76-99%

53

Greycourt & Co., Inc.

Pittsburgh

$73,900,282

76-99%

54

Tolleson Private Wealth Management

Dallas

$1,560,131

76-99%

55

Douglas C. Lane & Associates

New York

$968,496

51-75%

56

Finaccess Advisors, LLC

Miami

$28,676,621

51-75%

57

RGT Wealth Advisors

Dallas

$884,707

76-99%

58

Ferguson Wellman Capital Management, Inc.

Portland, Ore.

$1,786,222

76-99%

59

WE Family Offices

Miami

$60,533,326

100%

60

CV Advisors LLC

Aventura, Fla.

$41,085,894

76-99%

61

Savant Capital Management

Rockford, Ill.

$1,070,544

51-75%

62

Seven Post Investment Office LP

San Francisco

$11,233,592

76-99%

63

HPM Partners LLC

New York

$7,296,875

76-99%

64

Resources Investment Advisors

Overland Park, Kan.

$1,062,669

11-25%

65

Sontag Advisory LLC

New York

$817,783

51-75%

66

Homrich Berg

Atlanta

$703,667

76-99%

67

Presidio Capital Advisors LLC

San Francisco

$15,376,148

76-99%

68

Chilton Investment Services, LLC

Stamford, Conn.

$3,700,301

26-50%

69

Welch & Forbes LLC

Boston

$1,549,443

51-75%

70

Strategic Investment Counsel Corp

Dallas

$83,872,243

0-10%

71

Northside Capital Management LLC

Hood River, Ore.

$10,880,387

51-75%

72

Hewins Financial Advisors, LLC

Redwood City, Calif.

$914,147

26-50%

73

SEIA

Los Angeles

$449,900

76-99%

74

Wetherby Asset Management

San Francisco

$1,202,536

76-99%

75

Wealth Enhancement Advisory Services, LLC

Minneapolis

$155,560

0-10%

76

Halbert Hargrove

Long Beach, Calif.

$1,171,476

76-99%

77

Forbes Family Trust, LGL Partners, LLC

West Conshohocken, Pa.

$6,423,454

76-99%

78

Gofen and Glossberg, L.L.C.

Chicago

$1,251,708

51-75%

79

Rehmann Financial

Lansing, Mich.

$737,743

11-25%

80

KCM Investment Advisors

San Rafael, Calif.

$1,760,476

51-75%

81

BC Advisors, LLC

Mount Laurel, N.J.

$30,766,666

51-75%

82

Vantage Investment Partners, LLC

Kansas City, Mo.

$10,020,976

76-99%

83

Iron Capital Advisors Inc.

Atlanta

$3,881,465

0-10%

84

Evanson Asset Management, LLC

Carmel, Calif.

$693,680

76-99%

85

Bartlett & Co. LLC

Cincinnati

$2,897,613

76-99%

86

LS Investment Advisors, LLC

Bloomfield Hills, Mich.

$7,725,733

51-75%

87

Signature Family Wealth Advisors

Norfolk, Va.

$3,238,740

76-99%

88

Freestone Capital Management, LLC

Seattle

$2,027,295

26-50%

89

Dowling & Yahnke, LLC

San Diego

$817,999

51-75%

90

Brave Warrior Advisors, LLC

New York

$10,649,373

76-99%

91

B|O|S

San Francisco

$999,432

51-75%

92

Davis R M Inc

Portland, Maine

$700,348

51-75%

93

CWM, LLC

Omaha, Neb.

$211,176

0-10%

94

Cornerstone Advisors Inc

Bellevue, Wash.

$812,386

76-99%

95

Linden Global Strategies LLC

New York

$31,617,464

76-99%

96

Balasa Dinverno Foltz LLC

Itasca, Ill.

$658,505

51-75%

97

Heck Capital Advisors, LLC

Rhinelander, Wis.

$1,761,359

11-25%

98

Orgel Wealth Management, LLC

Altoona, Wis.

$431,536

26-50%

99

Plancorp, LLC

St. Louis

$538,072

76-99%

100

LourdMurray

Beverly Hills, Calif.

$2,041,653

51-75%

TAGS: Industry
Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish