Business Planning

It’s proved possible to continue servicing clients effectively and to run a retirement plan business remotely in an era of masks and social distancing.

The COVID-19 pandemic has highlighted the benefits of planning, with the ensuing market volatility easier to put in perspective when both clients and advisors view it through the lens of a set of future goals. 

LPL program highlights the need for continuity planning in wake of an advisor's death. 'Whether on this side of the grave or the other, we never want to leave our clients floundering.'

Physical space will be reduced, office layouts will be adjusted, and shifts of employees coming in and out of the office will be instituted.

TD Ameritrade Institutional launches a new matching tool to help advisors find more and diverse talent.

Smaller firms may face challenges in broadening their practices, but they also have a unique advantage: a great deal of control over their direction.