“I wish more of my colleagues and more elected officials, quite frankly, have signed not just the back of a paycheck, but maybe the front of one,” Rep. Ann Wagner said.
The London-based bank is now focusing on the core countries of Argentina, Brazil, Chile and Mexico in Latin America.
Luis Aguilar, former commissioner at the Securities and Exchange Commission, expects the agency to move on a fiduciary standard, especially if the DOL rule stays in place.
Geracioti revived Registered Rep. magazine, a publication for financial advisors, and guided its publication for nearly 12 years.
With a diversity committee and new anti-harassment code of conduct, the XY Planning Network wants to change the culture of industry events.
Only a fraction of the approximately 4,000 asset managers that operate in Europe have publicly stated what they will do.