“I wish more of my colleagues and more elected officials, quite frankly, have signed not just the back of a paycheck, but maybe the front of one,” Rep. Ann Wagner said.

The London-based bank is now focusing on the core countries of Argentina, Brazil, Chile and Mexico in Latin America.

Luis Aguilar, former commissioner at the Securities and Exchange Commission, expects the agency to move on a fiduciary standard, especially if the DOL rule stays in place.

Geracioti revived Registered Rep. magazine, a publication for financial advisors, and guided its publication for nearly 12 years.

With a diversity committee and new anti-harassment code of conduct, the XY Planning Network wants to change the culture of industry events.

Only a fraction of the approximately 4,000 asset managers that operate in Europe have publicly stated what they will do.

Bloomberg's bond reporter reports having fun at the peculiar contest—and a chance to reflect on the similarities between tennis and trading.

RBC Wealth Management U.S. targets women advisors, SS&C is offering an online fiduciary course, and a rare blue diamond hits the auction block.

Richard Bernstein, the CEO of RB Advisors, says that Stanley Fischer's resignation only complicates decision-making by global investors and business leaders.

"Gary is very, very capable," Lloyd Blankfein said. "He's not an academic, but I'll tell you there is no one that has a better sense of markets."