David C. Coggins, the owner of Coral Gables Asset Management, allegedly defrauded investors by misrepresenting the performance of a private fund, according to a complaint filed by the SEC.
A lot can be learned listening to clients' experiences working with financial advisors—good and bad. Lenny Liebmann, founding partner of Morgan Armstrong, a technology consultancy in Teaneck, N.J. shares his story.
Federal authorities have spent four years examining whether Smith failed to pay U.S. taxes on about $200 million in assets that moved through offshore structures.