Industry

The $170 million Englert Financial was formerly with Avantax before Cetera purchased the firm, while the $250 million Rizza Financial Engines was previously affiliated with Osaic.

Sentinel Advisory Group, run by co-founders Brent Cashore, Peter Shulla, Nathan Keeling and Cary Grunder, manages about $300 million in client assets.

The firm's K-Series now takes in $900 million monthly, while its collaboration with Capital Group is on track to roll out its first funds next year.

Rodgers & Associates Wealth Advisers, founded by a husband-and-wife team, represents Bluespring's fourth deal this year.

A new survey from Cerulli Associates found asset managers are increasingly focused on offering custom options to keep their clients loyal.

Ameriprise has filed a suit against LPL, claiming that the broker/dealer directs recruits to take client information and trade secrets when they leave the firm.

The acquisition of Ratio Wealth Group, a Denver-based firm with $530 million in assets, is Robertson Stephens’ fourth deal this year.

The milestone validates Captrust’s business model and growth of the registered investment advisor space.

In his new book, the ‘father of life planning’ advocates for a broader fiduciary duty, one that extends to all institutions. Here’s how advisors play into that grand vision.