Industry

Our columnist sees the future of wealthtech in a small band of young entrepreneurs solving the “lead generation” problem.

How plans, providers and advisors need to adjust.

The custodial platform will get access to Advyzon’s third-party asset managers, while Innovayte will provide custodial and clearing services.

The company will now focus on its RIA acquisition strategy in the latter part of this year.

The Pacific Financial Group highlighted hypothetical performance in ads in a way that violated the commission’s marketing rule, according to a settlement order released Friday.

According to the firm’s two recent quarterly filings, Raymond James has reached “a settlement in principle” with the commission’s Enforcement Division, including a $50 million fine.

MDL Wealth represents the eighth team to join Journey since its inception and establishes its presence in the Tampa area.

In recent earnings calls, both alternative asset managers provided updates on their respective products as they plan to enter an increasingly crowded playing field.

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.