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NASD strikes again

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Jun 14, 2005 9:32 pm

anonymous

Joined: 2005-09-29Offline

http://www.nasd.com/web/idcplg?IdcService=SS_GET_PAGE&ss DocName=NASDW_014340&ssSourceNodeId=5

Jun 15, 2005 4:45 pm

anonymous

Joined: 2005-09-29Offline

A few of these firms are going to be hit with revenue sharing/kickbacks on annuities, too.