Skip navigation

Jesup and Lamont

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Apr 21, 2010 2:07 pm

I'm looking at hiring a new SA and I've had a number of people respond to my posting from Jesup & Lamont. The firm seems to have a fairly long list of legal issues. We run a traditional wealth management practice in an RIA. Any particular issues I should be worried about if I decide I want to make an offer to one of these people?