Call an RIA shop and tell them you want to solicit their portfolios - take a look at what they’re doing and maybe creating one will get a little easier.  I’d give you mine, but that would be way too easy.

CALI123, give me a ring or send me an email.  I can help you. 

It’s real simple to do.  Review the Advsier’s Act - strangely enough everything you need is in there.  I can create one for you, and will only charge you an arm.

Thanks guys. I actually found one hidden in the CD of forms my compliance firm gave me. (it would have been nice if they told me that, instead of trying to charge me again!)

Did they provide you with a disclosure document, the one that the client will sign at point of solicitation?

There is a whole section on forms. Haven’t had the time to study it. I am acting as the subadvisor, wouldn’t the solicitor have to have his own disclosure document too?

I’m going to call around latter this week also. I am acting as a subadvisor to a fund of funds -I don’t want to screw it up and look like an idiot.

That sounds exciting.

Gotcha - I think I saw that form in there (well, a generic version). I have the disk at home. I’ll probably look over it this weekend.

Thanks for the help!!!