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Sep 26, 2009 2:10 pm

How many RIA's are using Individual Bonds, corporate or munis?  How do you charge for large bond positions?  Let’s say you have a client that has 2 million.  60% FI, 40Equities.  The fixed income position is all corp and munis.

   
Oct 9, 2009 11:05 pm

all fee’s are based on AUM

Oct 10, 2009 5:56 pm

yup. whatever custodian you go through, the client gets the best price, and you take your fee from AUM. different vs wirehouse.