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Dec 20, 2010 4:02 am


I am a wirehouse FA (with modest-size book) looking to go the RIA route. I am trying to decide between TD and Schwab for the custody of assets. One consideration for me is the ability to also do Series 7/transactional business at a broker deal. So, looking for a custodian who is hybrid-friendly.

Would appreciate any and all advice. And if anyone who has made a transition to one of these firms, if you could share your experience.

Thanks much.

Dec 20, 2010 1:00 pm

Look at Ceros Financial Services