Skip navigation

Looking for a way out of this mess?

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Jan 14, 2009 4:35 am

Jan 14, 2009 5:19 am

Does anyone know how this guy was affiliated?  I can’t find him on broker check, but it appears from news stories that he was affiliated with an RIA and did insurance also.

Jan 14, 2009 7:51 am

I bet he was one of those ‘senior specialists’ who didn’t have a securities license but sold tons of equity index annuities…

Jan 14, 2009 2:19 pm

The plane crashed not too far from here, and there was a new ad in the paper today advertising a dinner meeting for “seniors only” tired of “market risk” and looking for “guarantees.”  Saw some dude with wet clothes on a red motorcycle hanging out a shingle in the office complex across the street, and 2 hours later there were lots of old people walking out of that office, crying, and I could hear them saying something about “not being able to get our money out…” 

  I'm just sayin.....
Jan 14, 2009 2:30 pm


  I believe one of the charges against him is not having a securities license.