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Will Indy hire somebody with damaged credit?

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Mar 13, 2011 12:48 pm

I'm about 10 months in with 4.2m AUM.

I'm getting nervous because of some personal credit issues relating to my prior life.  I'm wondering... if Big Brother says bye-bye, would an indy pick up someone in my situation?

And, if you go from one firm to another, do you have to re-do the whole U4 thing, background check, etc.  I was pure as recently as when I started with Firm A.


Mar 14, 2011 2:09 pm

If your in FL, shoot me a PM and I can help you... actually either way I can probably help.

Mar 15, 2011 12:13 pm

I can tell you first hand, that LPL will go through EVERY THING on your credit report.

Made me pay off about 10 medical collections ( I needed to anyway), and then  put me on an annual credit review.

Had I not been part of a team, I probably wouldnt have been hired..

Mar 15, 2011 5:10 pm

LPL will take you, but you better have a good story.  Their policy is pretty strict.

I might not have been hired unless I was part of a team as well.