Skip navigation


or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Mar 28, 2007 10:07 am

Well my firm confirmed a voluntary resignation on my U5 but said I was under internal review for unapproved communications and contacts with clients. Now what? How bad does this look in the biz. 

Mar 28, 2007 12:14 pm

What did you do wrong?