I have a tax lien on my Investment firm (I am indy) for failure to pay payroll taxes. Do I need to disclose this on my U4? I have already disclosed the personal tax lien. Thanks for your help in advance.
Is the lien on the firm from the same debt as the one on you personally? If so, I would consider amending your personal lien disclosure to include the firm lien but consult with your compliance department first.