RRBDLAW.com: July NASD Cases
I'm off to the beach for my summer vacation. So here are the most recent NASD cases for your reading pleasure. We're seeing some intereting "parking" cases rearing their heads again -- looks like NASD is targeting this old-time area. There are also a number of Web Site cases involving lax supervision, and some private email problems.
Enjoy what's left of your summer.
All my best!