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NYSE Cautions Investors on Following Brok

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May 27, 2006 10:46 pm

This scare release has Stan O'Neill written all over it. He has been very vocal for many years about F.A's leaving firms for big sign on $$$$$ and that the public would not approve.

He hates to see a line item on the expense statement related to recruiting.

So guys if you are considering a move in the next few years; this may be the time.

Self/ serving but also true.

May 30, 2006 2:59 pm

If anything, the NASD should be issuing this kind of report- not the NYSE…