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May 6, 2009 10:53 pm

I’m looking for anyone who made a move with a closed complaint on their U-4 (with no money changing hands) that needed manual review.

Can anyone tell me their experience regarding the amount of time it took to get a release - a temporary license transfer to allow them to start calling clients? Specifically in NY, but in other states as well. If you could specify the state it would help. I know some states are more tough than others

May 9, 2009 12:53 pm


PM me if you prefer

Jun 5, 2009 8:09 pm

Could take up to a week from what I’ve seen.

Jun 6, 2009 1:32 am

took me an hour and a half (for temp)