Skip navigation

Getting hired with mark on U5

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Aug 21, 2013 11:00 pm

I was fired for guaranteeing against loses, they answered yes to not following finra policy on my u5 and entered guaranteed against loses on comments.  Will I be able to find employment somewhere else, I want to stay in the industry have a book of about 5 mil, what firms are most likely willing to look past this?