FINRA rules for password protecting sensitive documents?
Can someone point me to any Finra regs or rulings that say documents with sensitive customer data like Socials must be password protected?
Also consider the recently adopted MA Privacy Laws - which a number of states are following suit. In the MA Privacy Laws, password protection doesn't cut it when sending personal information (which can be a small as a client name with account number) - this will need to be encrypted.
Do the MA privacy Laws include Connecticut and can someone point me to something I can read and see when it took in to effect.