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Does ANY attorney care about the wronged FA?

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Apr 19, 2009 10:55 pm

I recieved a negative mark on my U5 and CRD. The comment IS commpletely false.  I stand amazed that the employer was able to publish the comment without proof that the comment was truthful and substantiated. How and why is this possible???

  Whatever, I am now trying to determine the best course of action to clear my U5/CRD since the false comment is preventing future employment.  The false comment is the same as being barred.  Having anything negative on a U5/CRD is TOAST in this environment. Too bad no one went after Bernie Madoff with this vengence!!  I am just a little spec in the sand in comparison!!   Believe me this is petty stuff, such as an unitialed cover letter that says, "please sign the enclosed document"...  Look I understand the importance... The circumstances worked against me... multiple branches.... many bosses.. etc. etc.  A document sent for appoval that was not sent back due to a change in bosses.     I had an AH boss!  WHY do I have to pay thousands to clear my Name?  WHAT's UP with this?  Anyone know a HUNGRY attorney that would be willing to help me win this riduculous case?  One that would win thousands in a contingency case.   What type of an attorney would qualifiy?  Would this be a securities attorney or an employment (labor law) attorney?  What attorney would care to help me... a person who has been literally assasinated for something that is so not anything!   Believe me if I could find an attorney that CARES about the FA, I WOULD pay him!   I believe attorneys are on the side of the investor and that FAs and RRs are labeled as low life.  Does ANY attorney care about the wronged FA?   I need to know what type of attorney I need to pay thousands of dollars to to clear my CRD and U5 of this horrible deed.  Is this a Securities Attorney?  An Employment Law attorney?  Or can this be done Pro SE?  Believe me this is ALL it is..................... PRETTY RIDCULOUS!!!! BUT NOT FUNNY!   Please Help,   JimRich    
Apr 19, 2009 11:34 pm