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Nov 4, 2006 3:59 pm

If you loose a NYSE arbitration from your previous firm at an NYSE arbitration and you are no longer reg with the NYSE is your license @ risk?

Nov 4, 2006 9:07 pm

You loost an arbitration?

Nov 11, 2006 5:09 am

If you loost it, then maybe you should retrace your steps and see if it is in the last place you remember having it.  That’s what I always do in a situation like this.

Nov 11, 2006 2:29 pm

[quote=joedabrkr]If you loost it, then maybe you should retrace your steps and see if it is in the last place you remember having it.  That's what I always do in a situation like this. [/quote]

It might be better to go to the last place that you look. That's where I find a lot of stuff.

Nov 17, 2006 2:30 am

Sorry should have clarified. New firm is non-NYSE. If I lost a judgment to prior firm and could not pay would my license be at risk?

Nov 19, 2006 2:11 am

yes

Nov 23, 2006 12:56 am

Is there a benefit to Bankruptcy prior to loosing or should one wait until after?