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What can an employer put on a u4?

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Dec 9, 2006 5:51 am

I have a problem, i'm a banker with s6, s63, and s65. I was wondering what can an employer put on my u4? Can only investment related problems be on the u4 or anything that is related to my employement with a bank? Can the employer put bank related information on the u4? Any response would be greatly appreciated.

Dec 10, 2006 1:22 am

THey can put the truth. Is that what you’re worried about?

Dec 11, 2006 5:18 pm

You better hope their spelling and grammar is better than yours.