What can an employer put on a u4?
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Dec 9, 2006 5:51 am
I have a problem, i'm a banker with s6, s63, and s65. I was wondering what can an employer put on my u4? Can only investment related problems be on the u4 or anything that is related to my employement with a bank? Can the employer put bank related information on the u4? Any response would be greatly appreciated.